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DefinitionIntroductory

What are the two main types of investment companies discussed in the chapter?

The two main types of investment companies discussed are open-end funds and closed-end funds.

Key points

  • Open-end funds are also known as mutual funds.
  • Open-end funds continuously offer new shares and redeem shares on demand.
  • Closed-end funds trade on stock exchanges and in the over-the-counter market.
Source:Boston Institute of Finance Stockbroker Course: Series 7 and Series 63 Test Preparation· Investment Companies· p. 271–272

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Cover of Boston Institute of Finance Stockbroker Course: Series 7 and Series 63 Test Preparation

Boston Institute of Finance Stockbroker Course: Series 7 and Series 63 Test Preparation

Boston Institute of Finance

John Wiley & Sons, Inc.

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